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Securities regulation in a nutshell/ by Thomas Lee Hazen.
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National Institute for Legislative and Democratic Studies (NILDS) eLibrary
| Bar code | Accession number | Status | Location | Material type | |
|---|---|---|---|---|---|
| 6852 | 6852 346.0922 HAZ |
Available | stacks |
Book (Print, Microform, Electronic, etc.) | Request this item for check-out |
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| Leader | |
| 008 | 091118s2009 mnu 001 0 eng |
| 020 | $a9780314187987 (pbk. |
| 082 | $a346.0922 HAZ |
| 100 | 1 $aHAZEN, Thomas Lee$d1947 |
| 245 | 10$aSecurities regulation in a nutshell$cby Thomas Lee Hazen. |
| 250 | $a10th ed. |
| 260 | $aSt. Paul, MN$bWest Pub$cc2009. |
| 300 | $axlix, 361 p.$c19 cm. |
| 490 | 0 $aWest nutshell series |
| 500 | $aIncludes index. |
| 505 | 0 $aIntroduction -- Regulation of public offerings -- Regulation of publicly-held companies -- Antifraud provisions -- Regulation of the securities business -- Regulation of investment companies -- Sanctions for violations -- Civil liabilities -- Extraterritorial application -- State regulation. |
| 650 | 0$aSecurities$zUnited States. |
| 650 | 0$aSecurities$zLaw. |